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Governance and Compliance Services Regal Assurance Solutions

Governance and compliance services are professional services provided by specialized firms or consultants to help organizations ensure they are operating in accordance with applicable laws, regulations, and industry standards. These services focus on establishing effective governance structures and implementing policies and procedures to promote ethical behavior, accountability, and compliance within an organization.

Audit Services

Policy Management

Compliance Readiness

Third-Party Risk Management

Traditional Marketing

Audit Services

Audit services refer to professional services provided by certified public accountants (CPAs) or auditing firms to examine and evaluate the financial statements and internal controls of an organization. The objective of an audit is to provide an independent and objective assessment of an organization’s financial position, performance, and compliance with applicable accounting standards and regulations.Audit services play a crucial role in promoting transparency, accountability, and trust in financial reporting. They provide stakeholders with an independent and objective assessment of an organization’s financial performance and help identify areas for improvement in internal controls and compliance. 

Policy ManagementServices

Policy management services refer to professional services or software solutions that assist organizations in developing, implementing, and maintaining policies and procedures across various areas of their operations. These services help organizations streamline policy management processes, ensure compliance with regulations, and promote consistent and effective policy communication and enforcement. Effective policy management services help organizations establish a robust framework for policy development, communication, and enforcement. They ensure that policies are aligned with regulations, communicated effectively, and regularly reviewed and updated.


Compliance audits serve a critical purpose in evaluating and confirming an organization’s compliance with relevant regulatory and statutory requirements. These audits are designed to assess whether businesses are operating within the prescribed legal framework. At Rbroz, we specialize in providing comprehensive compliance audit services to our esteemed clients, guiding them in achieving and maintaining compliance with applicable regulations.

With a deep understanding of various regulatory bodies such as RBI, UIDAI, IRDAI, SEBI, and others, our team at Rbroz is well-equipped to assist clients in navigating the intricate landscape of regulatory requirements. Through our compliance audit services, we actively support organizations in ensuring their adherence to these specific regulations.

Third-Party Risk Management

Third-party risk management (TPRM) refers to the processes and practices an organization implements to identify, assess, monitor, and mitigate risks associated with its relationships with third-party vendors, suppliers, contractors, and business partners. It involves evaluating the potential risks these third parties pose to the organization’s data security, regulatory compliance, operational continuity, reputation, and overall business objectives.

By implementing robust third-party risk management practices, organizations can proactively identify and mitigate potential risks posed by their third-party vendors, safeguard their operations and data, and maintain compliance with regulatory requirements.

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